October 21-23 / Orlando, FL
The Lakehouse
Speakers
Chief Executive Officer
ECI
Pat Harned, Ph.D., is the CEO of the Ethics & Compliance Initiative. ECI is a nonprofit with a mission to empower organizations to operate with integrity.
For nearly two decades, Dr. Harned has overseen all of ECI’s strategy and operations. She is a recognized expert on culture change, ethical leadership, and workplace reporting/retaliation. She also directs ECI’s outreach efforts to policymakers and federal enforcement agencies in Washington, DC.
Dr. Harned has provided ethics & compliance briefings to officials in the US Department of Justice, testified before Congress and the U.S. Sentencing Commission, and has personally briefed U.S. Secretary of Defense Ash Carter, the OSHA Whistleblower Protection Advisory Committee, and the Federal Bar Council. She provides training to corporate boards on governance and is chairing a Blue-Ribbon Commission to define effective corporate (ESG) programs.
Dr. Harned holds a Bachelor of Science degree from Elizabethtown College in Pennsylvania, a Master of Education degree from Indiana University, and a Doctorate from the University of Pittsburgh.
Senior Advisor
ECI
Earnie Broughton is Senior Advisor to the Ethics & Compliance Initiative.
Earnie was previously the Director of the M.B.A. and Executive Education programs in the Greehey School of Business at St. Mary’s University and Executive Director, Ethics Program Coordinator, for the United Services Automobile Association (USAA), in addition to 20 years’ experience in the financial services sector. Co-founder and Chairman of the Greater San Antonio Ethics and Compliance Roundtable,
Mr. Broughton holds a bachelor’s from Texas State, a Master’s from St. Mary’s and certification as a Leadership Professional in Ethics and Compliance through ECI.
Member
Miller & Chevalier
Gregory Bates focuses his practice on corporate compliance and related governance with a particular experience in designing, implementing, and evaluating compliance programs and conducting internal investigations. His practice is grounded in the connection of business and law and his belief that legal and compliance professionals should be reasonable and trusted advisors and partners to their clients.
Greg has extensive experience advising legal and compliance departments, management, and Boards of Directors of privately and publicly held companies, non-governmental organizations (NGOs), and government entities on business critical compliance issues, including anti-corruption laws such as the Foreign Corrupt Practices Act (FCPA), international anticorruption treaties, and leading practices to prevent, detect, and respond to fraud, waste, abuse, and related illicit or illegal activity.
Ethics Program Consultant, Principal
PG&E
Bethany is an Ethics and Compliance Consultant with over 27 years of experience in training and development. She has been with Pacific Gas and Electric Company for over 15 years. Bethany joined the Ethics and Compliance group 4 years ago, bringing with her adult learning expertise and methodologies for ensuring quality training that gets results.
She leads the Ethics and Compliance training program which includes the Code of Conduct and Ethical Decision-making training. Bethany builds these trainings based on real business needs. All work is highly customized to best serve PG&E’s workforce. She interviews leaders and compliance professionals throughout the company to ensure the training will have the intended positive impact. The trainings are filled with real-world scenarios that get employees talking across the enterprise and drive change. She monitors and measures the effectiveness once the training concludes.
Founder & Principal
Cameron Advisory Services, LLC
Bill Cameron is the Founder and Principal of Cameron Advisory Services, a boutique firm providing practical, customized consulting and legal advice about all aspects of ethics & compliance, risk, and workplace culture.
Bill’s lengthy in-house experience and deep network of ethics & compliance professionals, attorneys and other subject matter experts, provides a sharp lens for assessing and reducing overall risk, including identifying opportunities to strengthen corporate ethics and compliance programs and improve company culture.
Bill brings over 20 years of Fortune 500 experience as an attorney, ethics and compliance professional, and trusted executive advisor, to ensure clients are on the path to meet best practice ethics and compliance program goals with a focus on the planning and implementation steps necessary for any successful program expansion or improvement, including engaging key stakeholders across an organization.
Chief Integrity & Compliance Officer
Indivior
Cindy Cetani is an authentic, innovative Senior Executive and Integrity & Compliance Officer with a record of meeting/exceeding stretch performance goals across multiple industries. At Indivior, as Chief Integrity & Compliance Officer, she serves as an Executive Committee member driving corporate strategy and results, and ongoing administration and evolution of the Company’s global integrity and compliance program.
Cindy has demonstrated passion and success driving proactive compliance program vision and evolution, enabling innovation and strong business results, and nurturing a learning organization with a business-owned integrity culture.
POSCO JV Chief Compliance Officer
General Motors
As the CCO for the POSCO JV at General Motors, Hassan is responsible for designing, executing, and managing the Ethics and Compliance Program. Hassan ensures alignment with United States Sentencing Guidelines and OFAC’s Framework for Compliance Commitments, fostering an ethical culture and compliance with relevant laws.
In his role as Chief Compliance Officer, Hassan has established and managed an enterprise-wide risk management program, identifying and prioritizing risks, while implementing proactive measures to mitigate risks.
Hassan holds a B.S. in Accounting, and an MBA from Wayne State University, CAMS and CCEP certifications, and membersips in SCCE, and ACFE.
Deputy & Senior Manager of Ethics and Business Conduct
Lockheed Martin
Ellen Daly is the Deputy and Senior Manager of Ethics and Business Conduct for the Lockheed Martin Missiles and Fire Control (LMMFC) business area. In this role, Ellen is responsible for managing the coordination and oversight of the ethics program and processes.
Prior to her role at Missiles and Fire Control, Ellen was the Ethics and Business Conduct Director for Lockheed Martin, Electronic Systems, Global Training and Logistics (GTL). The business was composed of seven lines of businesses with over 10,000 employees working in 400 locations throughout the United States and in over 50 foreign countries.
Ellen received a bachelor’s degree in Business Administration from Rosemont College in Rosemont, Pa. She has been a member of the Corporate Audit Council and has attended Lockheed Martin leadership and management development programs. Ellen is a Certified Compliance & Ethics Professional (CCEP).
Professor University of South Carolina, Executive Director, Global Strategic Communications Consortium & Conclave
Dr. Bowen is a full Professor at the University of South Carolina. . She is the Founder and Executive Director of the Global Strategic Communication Consortium and holds an annual Conclave of thought leaders for strategic communication ethics and futurism. Dr. Bowen is a leader in applying Kantian ethics and decision models for helping organizations face ethical challenges, futurism, crises, and issues management.
She is a Principal Investigator for the NSF Artificial Intelligence Convergence Accelerator, the International Association of Business Communicators (IABC), The Business of Truth, a multi-term Trustee of the Arthur W. Page Society.
Dr. Bowen holds a BA from the University of North Carolina at Chapel Hill, an MA from the University of South Carolina and a Ph.D. from the University of Maryland in communication, ethics, and business management.
Vice President, Chief Compliance and Privacy Officer
Ryder
Pilar Caballero is Vice President, Chief Compliance Officer and Chief Privacy Officer at Ryder, a $10B Fortune 500 logistics and transportation company with over 45,000 employees and operations in North America. She works closely with the Board of Directions and senior executives.
Pilar has oversight over the Company’s compliance and ethics, enterprise risk management, ESG, environmental compliance, and data privacy programs. With over 20 years of combined experience as a compliance/risk professional and practicing lawyer, Pilar has worked as a prosecutor, at national law firms, and at public Fortune 500 companies.
Partner
Robinson & Cole
David E. Carney is a partner in Robinson+Cole’s Washington, DC office and a member of the firm’s Government Enforcement + White-Collar Defense and Internal Investigations + Corporate Compliance Teams. David has extensive experience in government enforcement matters, internal investigations, and corporate compliance programs. Before joining Robinson+Cole, David spent more than two decades practicing in the Washington, DC office of Skadden, Arps, Slate, Meagher & Flom LLP.
David has successfully represented both individuals and companies, across a range of industries, facing investigations and enforcement proceedings by government agencies, including the DOJ, SEC, PCAOB, and CFPB. In these matters, he has advised on financial reporting and disclosure, anti-corruption laws, the False Claims Act, and other legal and regulatory frameworks.
David designs, implements, and assesses compliance programs for clients in a range of industries, including fintech, crypto, government contracting, apparel, consumer products, and nonprofits. He has used his experience and formal, certified training to develop right-sized, risk-based programs that clients can execute.
Partner
Debevoise & Plimpton, LLP
Charu A. Chandrasekhar is a litigation partner in Debevoise & Plimpton’s New York office and a member of the firm’s White Collar & Regulatory Defense and Data Strategy & Security Groups. Ms. Chandrasekhar has significant experience representing global financial institutions, private equity firms, hedge funds, broker-dealers, public companies, and audit and accounting firms in a broad range of securities-related government investigations, examinations, and enforcement matters.
She frequently represents clients before the SEC, FINRA, and PCAOB and has defended matters involving allegations of securities fraud, investment adviser and broker-dealer regulations, cybersecurity, artificial intelligence, accounting and corporate disclosure issues, and whistleblowers. She also advises public companies, investment advisers, and broker-dealers on the development and implementation of policies designed to ensure compliance with the federal securities laws, and has substantial experience in counseling clients on the SEC’s cybersecurity regulations, recordkeeping requirements, and artificial intelligence examinations and enforcement.
Senior Advisor, Ethics & Compliance
Southern California Edison
Michael Chinn is a Senior Advisor in Ethics & Compliance at Southern California Edison, one of the nation’s largest electric utilities. He is responsible for the company’s policy management program, which ensures the company’s policies and procedures are accurate, accessible, and easy to understand for all employees. He also manages the company’s advice process, which provides guidance to employees seeking advice on policy and procedure questions. As co-lead of Edison’s Values Ambassador program, Michael is responsible for guiding over 90 employees across the company in their efforts to reinforce the company’s values-based culture.
Michael holds degrees in the History of Art and Spanish from the University of California, Berkeley. He has also obtained the Certified Compliance and Ethics Professional (CCEP) certification and a project management certificate from University of California, Irvine.
International & U.S. Aeronautics Ethics Officer
Lockheed Martin
Denise Drennan is currently the Ethics Officer for all International and United States Aeronautics Field Sustainment sites and the Greenville, South Carolina, facility within Aeronautics. Her responsibilities include advancing a culture of integrity and serving as a resource for Aeronautics employees in understanding and upholding Lockheed Martin’s continuing commitment to ethical conduct.
Denise joined Lockheed Martin in 1981 and has held a variety of positions on the C-130J and C-5 programs, Legal and Engineering. In her current Ethics Officer role, she advises and supported management in the implementation of ethics policies and practices.
Denise holds a Bachelor of Science in Business Management and is a member of the Lockheed Martin Leadership Association. She also holds a certification from the Ethics and Compliance Initiative as a Leadership Professional in Ethics and Compliance.
Vice President, Research & Analytics, LPEC, SHRM-SCP
Evren has nearly two decades of experience conducting workplace research. She brings research leadership skills to ECI as head of the team that manages the implementation, analysis and reporting of ECI’s premier, longitudinal study on workplace integrity, the Global Business Ethics Survey®(GBES®).
Evren also oversees ECI’s Advisory Services, engaging with clients utilizing ECI’s tools to assist organizations in assessing, improving and strengthening their workplace culture.
Before joining ECI, Evren worked at the Society for Human Resource Management (SHRM) for 15 years. As director of workforce analytics, Evren led SHRM’s survey research projects on HR topics, including employee benefits, job satisfaction and engagement. She also served as the organization’s media spokesperson on workplace research.
Evren holds a bachelor of science in biology from Virginia Tech, a master’s of social work from Radford University and a graduate certificate in survey design and analysis from George Washington University.
Partner
StoneTurn
Jonny Frank brings over 40 years of public and private sector and law and business school teaching experience in forensic investigations, compliance, and risk management. He helps organizations and counsel remediate misconduct and address regulatory findings.Jonny is well-known for his work in risk assessment, remediation, controls testing and compliance monitoring. He joined StoneTurn from PwC, where he was a Partner, and founded and globally led the Fraud Risk & Controls practice. Jonny also served as the Executive Assistant United States Attorney, Eastern District of New York, a Senior Faculty Fellow at the Yale School of Management and an Adjunct Associate Professor at Fordham University Law School and Brooklyn Law School.
Creator/Director
Giving Voice to Values
Mary C. Gentile, PhD, is Creator/Director of Giving Voice to Values; (formerly) the Richard M. Waitzer Bicentennial Professor of Ethics at University of Virginia Darden School of Business; Senior Advisor at Aspen Institute Business & Society Program; and consultant on management education and leadership development. Among numerous other awards, Gentile was inducted into the Thinkers50 Hall of Fame in 2021 and named as one of the “Top Minds 2017” by ComplianceWeek.From 1985-1995, Gentile was faculty member and manager of case research at Harvard Business School and one of the principal architects of HBS’s Leadership, Ethics and Corporate Responsibility curriculum. Gentile earned her Bachelor’s degree from The College of William and Mary and her MA and Ph.D from State University of New York-Buffalo.
Global EVP, Strategy, Enterprise Growth, and General Manager
RepTrak
With more than 25 years of experience, Stephen provides executive leadership and subject matter expertise to the RepTrak Company. He joined the company in 2015.
As a catalyst for risk-adjusted growth, his responsibilities include being a champion of reputation intelligence, strategic thought leadership, and long-range strategic planning. Prior to RepTrak he was a Chief Strategy Officer, purveyor of insight, and practitioner of integrated communications at leading agencies, namely — Leo Burnett, Mullen, Doner, and Saatchi & Saatchi.
His academic credentials include an Executive MBA in Management from Stern, NYU (2000). And to this day, he continues to actively cultivate his academic interests, in having lectured on the topics of reputation, marketing, branding, sales, and advertising at major universities including Northeastern, USC, NYU, Michigan State, Babson, Rice, and American University.
Senior Manager & Ethics Officer
Lockheed Martin Missiles & Fire Control
Fawn Hudson is a Sr. Mgr. and Ethics Officer for Lockheed Martin Missiles and Fire Control facility in Orlando, FL. In this role Ms. Hudson is responsible for site-level leadership of the Ethics and Business Conduct program. Ms. Hudson serves as a resource for employees requesting policy guidance and reporting allegations of misconduct. Her responsibilities include supporting local, company and corporate level initiatives to advance the culture of ethics and integrity at Lockheed Martin. Prior to joining Lockheed Martin, Ms. Hudson held various positions including Director of Ethics and Business Conduct at Goodrich Corporation where she was responsible for developing corporate wide programs and initiatives, Global Director of Quality at SPX Flow, Contracts Director at UTC Aerospace Systems, and International Supplier Quality Manager at Honeywell Aerospace.
Ms. Hudson holds a Bachelor of Science in Engineering Degree and a Master of Business Administration Degree from Arizona State University. Ms. Hudson has also received a certificate in Forensic Accounting from the University of North Carolina Charlotte. . Ms. Hudson holds two professional certifications: Leadership Professional in Ethics & Compliance (LPEC) and Certified Compliance & Ethics Professional (CCEP).
Assistant Chief, Corporate Enforcement, Compliance & Policy Unit, Fraud Section
U.S. Department of Justice, Criminal Division
Lauren is an Assistant Chief in the Corporate Enforcement, Compliance & Policy Unit in the Fraud Section, Criminal Division of the U.S. Department of Justice. She works with the Fraud Section’s prosecuting units on issues involving corporate resolutions and compliance, including evaluating the effectiveness of compliance programs, determining whether an independent compliance monitor should be imposed as part of a corporate resolution, and overseeing post-resolution compliance obligations.
Prior to joining the Fraud Section, Lauren was a partner in the Washington, D.C. office of a global law firm where she counseled companies of various sizes and operating across different industries on criminal and civil enforcement and compliance issues, including conducting internal investigations and reviewing, testing, and implementing corporate compliance programs, and working on compliance monitorships.
Vice President & Deputy General Counsel
Microsoft
As the leader of Microsoft’s Corporate, External, and Legal Affairs Compliance & Ethics organization, Becky leads a global multidisciplinary team of professionals dedicated to fostering a culture of ethics, compliance, and trust to advance Microsoft’s mission to empower every person and every
organization on the planet to achieve more. The C&E organization leads through our Microsoft Runs on Trust employee culture that enables the company to uplift insights into action using data and analytics, AI, proactive design and guidance, and investigations and the learning they enable.
Since joining Microsoft in 1997, Becky has built and led legal teams both in the US and in the Asia Pacific Region in support of diverse Microsoft businesses such as sales and marketing, corporate affairs, and engineering compliance.
Director
KPMG, U.S. Risk & Compliance
James is a Director in KPMG’s U.S. Risk & Compliance practice. He has over 20 years of professional services experience ranging from leading global compliance reviews to assessing third party risk for clients in the energy, consumer products, life sciences, and automotive industries.
James specializes in compliance and investigation services including program assessments, anti-bribery and corruption compliance remediation, forensic data analytics, and electronic discovery management. He has significant experience managing engagements supporting civil and criminal litigation and internal investigations domestically as well as in Canada, Central Europe, and East Asia. James is a Certified Fraud Examiner (CFE).
Partner
KPMG, U.S. Risk & Compliance
Brent is a Partner in the Dallas office of KPMG’s U.S. Risk Services practice where he specializes in Forensic Services. Using his unique viewpoint and skillsets developed over the past 25 years working around the world as an ethics and compliance officer and consultant and in the US Government,
Brent works collaboratively with clients across industries as well as across geographies to solve critical business issues involving ethics and compliance, organizational culture, investigations, monitorships, and related matters.
VP, Global E&C Programs
Otis Worldwide
Bianca M. Forde, Esq. serves as Vice President, Global Ethics & Compliance Programs, at Otis Worldwide. Her compliance philosophy emphasizes the importance of corporate cultural values. To that end, she works to execute innovative, data-informed solutions that continuously improve corporate culture, and empower all colleagues to choose the ethical course when challenges arise.
As a former federal prosecutor at the U.S. Attorney’s Office – District of Columbia, Bianca handled a wide variety of cases at the local and federal levels, including sex and domestic violence offenses, homicide, violent street crimes, public corruption, and civil rights matters.
Prior to serving as a federal prosecutor, Bianca represented corporate entities, including Fortune 100 companies, in high-stakes, complex legal disputes in New York, the United Kingdom, and Dubai, UAE.
Bianca is the 2023 winner of the Compliance Innovator of the Year Award, sponsored by Compliance Week, and the 2021 recipient of the Duke University Alumni Association Changemaker Award. Bianca received her bachelor’s degree from Duke University, and her Juris Doctor from Boston College Law School.
Ethics & Compliance Leader
KPMG Americas
Mike is the Ethics & Compliance Leader for KPMG Americas. Prior to joining KPMG Americas in 2019, he was an attorney with the law firm of Gibson, Dunn & Crutcher LLP for almost a decade. In that role, he leveraged his fluency in Spanish and Portuguese to coordinate components of multiple investigations involving pharmaceutical, energy and media companies arising throughout the region, in addition to managing aspects of cross-border litigation and international arbitration matters with a nexus in North, Central or South America.
At KPMG Americas, Mike works side-by-side with KPMG member firms in the region with the goal of enhancing ethical culture and compliance with laws and regulations. His responsibilities have included developing and facilitating subject-matter and skills-based ethics and compliance trainings, deploying ethics and compliance related communications strategies, promulgating regional guidance on compliance policies and processes, and consulting on certain internal investigations.
SVP & Chief Compliance Officer
Otis Worldwide
Eric Glover is Senior Vice President and Chief Compliance Officer at Otis Worldwide Corporation, a position he has held since 2019. He played a leading role in establishing the Ethics & Compliance function in connection with Otis becoming an independent public company in April 2020.
From 1999 to 2014, Eric was a federal prosecutor in the U.S. Department of Justice, serving from 1999 to 2002 in the Public Integrity Section of the Criminal Division in Washington, D.C., and from 2002 to 2014 as an Assistant U.S. Attorney in the U.S. Attorney’s Office for the District of Connecticut. He concluded his tenure in that office as Chief of the Financial Fraud & Public Corruption Unit. Eric holds a J.D. with Honors from Duke University School of Law, and earned his B.A., magna cum laude, from Marquette University.
Associate Professor of Business Law & Ethics, Arthur M. Weimer Faculty Fellow in Business Law, Director – Institute for Corporate Governance
Todd Haugh’s scholarship is focused on white collar and corporate crime, business and behavioral ethics, and federal sentencing policy. His work has appeared in top law and business journals, including the Northwestern University Law Review, Notre Dame Law Review, Vanderbilt Law Review, and the MIT-Sloan Management Review. He is the co-author of two business law and corporate compliance-related textbooks.
A graduate of the University of Illinois College of Law and Brown University, Prof. Haugh has extensive professional experience as a white collar criminal defense attorney, a federal law clerk, and a member of the general counsel’s office of the United States Sentencing Commission.
Prior to joining the Kelley School, Prof. Haugh taught at DePaul University College of Law and Chicago-Kent College of Law.
Principal Manager of Integrated Compliance Services
Southern California Edison
Jeff Kagan is the Principal Manager of Integrated Compliance Services at Southern California Edison (SCE), one of the nation’s largest electric utilities. Jeff has been working for SCE since 2002 and in the Ethics & Compliance Department since 2014. He currently manages a team responsible for ethics and compliance culture and engagement (including training, communication, and outreach), codes of conduct, corporate policies, third-party reputational screening and monitoring, affiliate compliance, process technology and analytics, and corporate drawing management. Prior to joining Ethics & Compliance, Jeff held various roles in and around the procurement organization and led the implementation of Buy America compliance (domestic procurement requirements for federally funded projects) across SCE.
Jeff holds a BA in Political Science/International Relations and MBA in Management/Strategic Planning – both from California State University, Northridge. He is a Certified Compliance and Ethics Professional, a Certified Purchasing Manager, a certified Project Management Professional, and a Six Sigma Black Belt.
Ethics Program Consultant, Principal
PG&E
Anne tells stories and oversees communications to Pacific Gas and Electric Company’s 27,000 employees related to acting with integrity and ethical behavior. She manages the PG&E Code of Conduct and Speak Up Award program and specializes in developing articles, videos, events, infographics and podcasts.
Anne has over 20 years of experience in employee communications, both as a consultant at ROI Communication and in-house at PG&E. She has a bachelor’s degree in English Literature and Spanish from Claremont McKenna College.
Senior Advisor, Ethics & Compliance
Southern California Edison
Toni-Lynne Langeveld is a Senior Advisor in the Ethics & Compliance organization at Southern California Edison, one of the nation’s largest electric utilities. She is responsible for communications, outreach, and training in support of key ethics and compliance initiatives and programs. She leads the company’s ethics culture survey, codes of conduct, and co-leads Edison’s Values Ambassador program, comprised of over 90 employee representatives from across the company selected to help promote Edison’s core values and to provide the Ethics and Compliance organization with input and insight into company culture.
Toni-Lynne holds a Master of Business Administration degree from California State University, Long Beach and a Bachelor of Arts in Film Studies from the University of California, Irvine. She is a Certified Compliance and Ethics Professional (CCEP) and holds an internet crime and identity theft certificate from California State University, Long Beach, along with a project management certificate from the California Institute of Technology.
Managing Director, Ethics & Compliance
KPMG
As the managing director at KPMG US, Lisa leads the government contract and special compliance programs for our Government practice, overseeing all aspects of ethics and compliance as the second line of defense.
Lisa is responsible for ensuring, through the development and execution of monitoring and controls, the proper firm-wide compliance with all aspects of government contracts at the Federal, State, and Local levels, as well as firmwide compliance with Anti-Bribery and Corruption and other Special Compliance Programs. She is also the firm’s Insider Threat Program Senior Official.
Lisa has over 25 years of experience in compliance and project management, and holds several industry-recognized credentials, such as earned value professional (EVP), project management professional (PMP), leadership professional in ethics and compliance (LPEC), and six sigma specialist.
Executive Vice President & Deputy General Counsel
RILA
Kathleen McGuigan is RILA’s Executive Vice President and Deputy General Counsel. McGuigan supports the Retail Litigation Center advocating on behalf of the retail industry by filing amicus briefs before the U.S. Supreme Court, federal and state courts. In addition, McGuigan manages RILA’s compliance offerings and heads up RILA’s Compliance Council (comprised of chief compliance and ethics officers), Finance Leaders Counsel (companies’ chief finance officers, chief accounting officers and controllers), and Internal Audit Committee (senior internal audit executives) and has oversight over RILA’s Consumer Product Committee.
Prior to joining RILA, McGuigan was in-house counsel for JCPenney where she was the lead attorney for the company’s international operations and handled trade, customs, contract, FCPA, antitrust, regulatory compliance, and corporate social responsibility matters. McGuigan started her legal career as a federal government attorney working for the Office of International Law, U.S. Department of Transportation; Civil Division, Department of Justice; and Office of Chief Counsel, US Customs Service.
Managing Director
Upwork Research Institute
Dr. Kelly Monahan is a Managing Director at Upwork’s Research Institute. Her research has been recognized and published in both applied and academic journals, including Harvard Business Review, MIT Sloan Management Review, and Journal of Strategic Management. In 2018, Kelly released her first book, How Behavioral Economics Influences Management Decision-making: A new paradigm (Academic Press/Elsevier Publishers).
In 2019 Kelly gave her first TedX talk on the future of work. Dr. Monahan is frequently quoted in the media on the future of work and talent decision-making. She also has written over two dozen publications and is a sought-after speaker on how to apply new management and talent models in knowledge-based organizations. Kelly holds a B.S. from Rochester Institute of Technology, M.S. from Roberts Wesleyan College and Ph.D. in Organizational Leadership.
Global Awareness Program Manager
DELL Technologies
Alicia Olmstead is a seasoned ethics and compliance practitioner with over 15 years of experience helping organizations build strong ethical cultures. In her current position at Dell Technologies, Alicia is the manager for both the Awareness & Training and Conflicts of Interest Programs and oversees the strategy behind global campaigns aimed at reducing risk and increasing employee engagement.
Before working for Dell, Alicia was a Senior Ethics Program Advisor at USAA and the Assistant Integrity Officer for the City of Austin in Austin, Texas. Alicia has had the pleasure of working for two World’s Most Ethical Companies and contributes regularly to industry conferences and working groups.
Alicia holds an M.S. in Organizational Leadership & Ethics from St. Edward’s University and an undergraduate degree from Brigham Young University.
Chief Compliance Officer
Sysco Corporation
Justin Ross is the Chief Compliance Officer at Sysco Corporation, where he leads the company’s global compliance programs. With extensive experience in leading compliance teams and managing complex global programs, Justin specializes in compliance program building, anti-corruption, third-party compliance, antitrust law, data privacy, and internal investigations. He has a proven track record in compliance training, risk assessments, crisis management, and regulatory interactions.
Before joining Sysco, Justin served in key compliance roles at FedEx Corporation including Staff Vice President, Chief Compliance Officer where he was instrumental in developing FedEx’s global compliance programs, including Code of Conduct, anti-corruption, third-party compliance, antitrust, data privacy, export controls/trade, conflicts of interest, gifts and entertainment, and anti-fraud.
Justin serves on the boards of the Coalition for Integrity and the Ethics and Compliance Association. Justin holds a Juris Doctor from the University of Memphis Law School and a B.A. in Political Science from Rhodes College.
Director, Ethics Programs Communications & Training
PG&E
Jeannie is the Director of Ethics Programs, Communications and Training at Pacific Gas and Electric Company. She’s been with the company since 2007. As part of her role, she’s responsible for Ethics and Compliance communications, trainings and outreach. This includes E&C week activities, the Speak Up Award program and the company-wide Speak Up change-management efforts. She supervises the company’s Code of Conduct program and the development and administration multiple company-wide trainings. Jeannie manages PG&E’s Ethics Council and additional outreach efforts. She previously served in PG&E’s Marketing and Communications organization leading several teams as a manager in Internal Communications.
Prior to joining PG&E, Jeannie held positions in public affairs and marketing at a high-tech trade association and a company that provides transaction-based services to state and local governments. She started her career in California by working for both Barbara Boxer and Dianne Feinstein on their respective U.S. Senate campaigns.
Chief Risk & Compliance Officer
NAVEX
As one of the earliest ethics officers in the industry, Carrie previously served four years as deputy director of the Ethics and Compliance Officer Association, now ECI. A scientist by training, she developed and directed the first corporate-wide global ethics program at Westinghouse Electric Corporation between 1994 and 1999. Carrie now leads NAVEX’s risk management processes and oversees its internal ethics and compliance program.
Carrie has extensive client-facing risk and compliance consulting experience, including more than 15 years as an adviser to boards and executive teams. Carrie was awarded the inaugural Lifetime Achievement Award for Excellence in Compliance 2020 by Compliance Week magazine. In 2017, she received the ECI’s Carol R. Marshall Award for Innovation in Corporate Ethics for an extensive career contributing to the advancement of the ethics and compliance field worldwide.
Founding & Managing Director
The Consultant Global Company
Elshad Rustamov is a Licensed Attorney (State of New York) and holds an LLM from Willamette University College of Law in Oregon. He is also an alumnus of the Edmund S. Muskie US Department of Justice Scholarship Program.
Elshad is an ethics & compliance professional and negotiator with nearly 20 years of international corporate, energy and E&C law experience. Elshad’s career includes years at international super major energy company – BP where, as the sole lawyer and part of the regional leadership team, he supported some of the most strategic global assets (such as The Baku-Tbilisi-Ceyhan crude oil pipeline) and was engaged in support of compliance matters and investigations as well.
His experience includes drafting and monitoring compliance programs, fraud management investigations as well as cyber security across government, private and international sectors. Elshad has broad experience of working with third parties as well as conducting complex negotiations with the relevant stakeholders including state owned entities. He is fluent in Azerbaijani, English, Russian, Turkish and has good command of French.
Vice President & Chief Ethics and Compliance Officer
The Kroger Co.
Martha Cutright Sarra is Vice President & Chief Ethics and Compliance Officer for The Kroger Co. Martha is responsible for identifying areas of most significant compliance risk, for developing compliance programs, and for assuring execution of the Company’s ethics and compliance programs. Martha leads the environmental compliance, product integrity and compliance, privacy, health care compliance, ethics, and business continuity departments and oversees all operational and third-party regulatory compliance and social responsibility programs for the enterprise. Her oversight responsibilities range from food and general merchandise manufacturing, procurement and sales to the Company’s pharmacies and health care clinics, fuel centers, and credit card and money services.
Prior to being appointed Kroger’s first Chief Ethics & Compliance Officer in 2011, Martha served as Vice President, Chief Litigation Counsel and Assistant Secretary for Kroger. In addition to overseeing all litigation and claims, she also had primary responsibility for intellectual property, food and drug law and general regulatory legal issues. From 1998-2010 she oversaw the general corporate and business law services for the Company.
Martha has a BS/BA in Finance from The Ohio State University and a law degree from the University of Cincinnati. She is a Certified Compliance and Ethics Professional and member of the Ohio and Federal Bar.
Ethics & Compliance Officer
CITGO Petroleum Corporation
Steve Scarpino is the Ethics & Compliance Officer for CITGO Petroleum Corporation based in Houston, Texas. Steve joined CITGO in April of 2021. Prior to CITGO, Steve joined BP in London in 2009, relocated to Houston in 2010 and spent a total of 12 years in their Ethics & Compliance Office managing the Global Ethics & Compliance Program. For nearly six years at BP, Steve served as the liaison between the company and the U.S. Department of Justice’s assigned Ethics Monitor following the Deepwater Horizon incident in 2010.
Prior to BP, Steve worked for NCR Corporation for 18 years, mostly in their corporate headquarters in Dayton, Ohio as well as in their San Francisco and Los Angeles offices. Steve served as NCR’s Ethics & Compliance Officer for over 5 years.
While not an attorney, Steve has spent most of his career working with, or within, corporate law departments, as a contract negotiator early in his career, as well as an ethics and compliance professional for the past 20 years.
Steve is the past Chair and former Board Member of the Ethics & Compliance Initiative’s (ECI) member association (i.e., the Ethics & Compliance Association). Steve also serves on the Sam Houston State University’s Graduate Advisory Board.
Steve has a Bachelor of Business Administration degree from the University of Iowa.
Managing Director
StoneTurn
Chuck Soha, a Managing Director at StoneTurn, has over 17 years of professional experience providing data-driven advisory engagements to meet risk and compliance objectives. He specializes in building data-driven risk-monitoring solutions across various lines of defense in many different industries, including financial services, health sciences, and telecom. He also assists stakeholders in building information management and business intelligence solutions to manage large-scale investigations and disputes. Over the last two years, Chuck has served as a compliance consultant under SEC settlement agreements for several broker-dealers and investment advisors on electronic communications matters, including implementing and finetuning surveillance and compliance monitoring solutions and policies and procedures related to mobile devices..
Chuck holds Certified Fraud Examiner (CFE) and Project Management Professional (PMP) certifications, as well as a professional certificate in Machine Learning and Artificial Intelligence from MIT. He holds a BA in Mathematics from Williams College, and a MS in Business Analytics from the Kelley School of Business at Indiana University.
Senior Director of Compliance
CHS, Inc.
Stacy Tietjen is a Senior Director of Compliance at CHS Inc. With a passion for education and a strategic mindset along with a deep focus on fostering a culture of integrity and education she has led numerous enterprise-wide initiatives, empowering teams to deliver thorough, high-quality investigations. Stacy excels in translating complex compliance challenges into actionable insights that lead to investigative excellence. Stacy is an adjunct professor at the University of St. Thomas School of Law where she teaches students Internal Investigation concepts.
Stacy’s leadership extends beyond the corporate sphere. She is an Adjunct Professor at the University of St. Thomas School of Law, where she shares her expertise with the next generation of legal professionals. In addition, she is actively involved with the FBI Citizens Academy, where she champions the importance of public and private sector partnerships and a member of the Cybersecurity Summit Think Tank.
Founder
Mary Beth West Public Relations
Based in the U.S. and with 30 years of public relations experience, Mary Beth West, APR, FPRCA, (www.marybethwest.com) delivers competitive impact for organizations through the power of strategic management, communication, and relationship-building.
Her insights on public relations best-practice, ethics, and workforce issues have been included in The Wall Street Journal, Harvard Business Review, the USA Today Network, Business Insider, PRweek, PR News, Strategic, and other business publications.
Mary Beth has spoken at conferences across the United States and internationally in Vienna, Dubai, and Warsaw, and other virtual international forums. In March 2024, she will lecture for the PRO PR Conference in Belgrade, Serbia, on the topic of “Whistleblowers and Retaliation.”
Professor, Ethics & Business Law
University of St. Thomas
Christopher Wong Michaelson is the author of Is Your Work Worth It? How to Think About Meaningful Work (New York: Hachette/Public Affairs, 2024) and The Meaning and Purpose of Work (London: Routledge, 2025), both with Jennifer Tosti-Kharas.
Christopher is a philosopher with 25 years of experience advising business leaders pursuing meaning and providing work with a purpose. He earned his Ph.D. from the University of Minnesota and then joined the New York office of Price Waterhouse (now PwC) as one of the first five consultants in a business ethics practice.
When Christopher accepted a full-time faculty position teaching corporate ethics at the Wharton School of the University of Pennsylvania, he kept a foot for several more years at PwC working on its Global CEO Survey and as its first Strategy Officer to the World Economic Forum. Christopher went from Wharton to NYU’s Stern School of Business, where he still teaches, and later joined one of the largest business ethics faculties in the world at the University of St. Thomas, where he is the Barbara and David A. Koch (“coach”) Endowed Chair in Business Ethics and Academic Director of the Melrose and The Toro Company Center for Principled Leadership.
Deputy to Deloitte’s Global Ethics and Compliance Learning Leader
Deloitte Touche Tohmatsu Limited
Kaia Samson serves as the Deputy to Deloitte’s Global Ethics and Compliance Learning Leader at Deloitte Touche Tohmatsu Limited. With over 13 years of specialized experience, she is a seasoned professional in leading global ethics and compliance initiatives. In her role, Kaia influences Deloitte firms across 150 countries, impacting 460,000 professionals.
Currently, Kaia is the project lead for Deloitte’s innovative ethics learning initiative, “Dilemma,” which adopts a TV-series format. She develops and manages various learning programs that equip professionals with ethical decision-making skills during onboarding, promotions, and refreshers. Additionally, she designs ongoing learning modules for Deloitte firm ethics teams, collaborating with leading academics on topics such as ethical nudges, psychologically safe teams, and active bystanders.
Head of Financial Crime Risk Management
Booking Holdings, Inc.
Phil is the Group Head of Financial Crime Risk Management at Booking Holdings Inc., and Booking.com. Phil brings over two decades of international professional experience in managing legal, regulatory and compliance matters, including a focus on anti-financial crime and international trade: anti-money laundering, economic sanctions, export controls and anti-corruption. Phil has conducted and overseen internal investigations, provided business-minded advisory, supervised large teams, collaborated with external legal counsel/consultants, and managed budgets.
Phil’s experience spans across highly regulated jurisdictions including the U.S., UK, EU, Hong Kong, Singapore, South Korea and Switzerland, and frontier markets of Russia, Ukraine, Pakistan, Algeria, Kazakhstan and Uzbekistan.
Prior to joining Booking Holdings and Booking.com, Phil was the Senior Director and Head of Anti-Money Laundering at a global e-Commerce company, in Seoul and the Associate General Counsel for Sanctions, Anti-Money Laundering & Risk at a telecommunications company, in Amsterdam and at other notable companies all over the world.
Phil is a licensed lawyer in New York, USA and a Certified Anti-Money Laundering Specialist. He holds a BA in Art Studio and Sociology from Williams College, and a JD in Law from the University of Michigan Law School.
Director of Regional Ethics & Compliance
META
Fabi Takata Shiota is an experienced legal and compliance professional with over 20 years of experience in the tech industry. She has developed and implemented compliance programs overseas, participated in risk and governance committees, and advised global companies on ethics and compliance matters.
Currently, Fabi serves as the Director of Regional Ethics and Compliance at Meta, where she manages a diverse team of compliance professionals across multiple countries in LATAM, North America, APAC, and EMEA. Prior to her current role, Fabi held various compliance positions at Meta, including Head of Regional Ethics and Compliance Americas.
Before joining Meta, Fabi worked at Apple as a Risk & Compliance Manager and Senior Legal Counsel for LATAM. She also held positions at several law firms, advising multinational companies on various legal matters, and was Legal Director for Hewlett-Packard in Brazil between 2009 and 2011.
Fabi holds a Law Degree with Specialization in Tax Law and Public Law and has been a member of the Brazilian Bar Association since 1997.
Director of Ethics
Deloitte Touche Tohmatsu Limited
Dr. Myra Vandervelde serves as a Director of Ethics in Deloitte’s global headquarters, Deloitte Touche Tohmatsu Limited. With over 26 years of professional, results-driven experience, Myra brings about cultural change by embedding ethics and integrity across the talent lifecycle. Myra currently leads the development of Deloitte’s cutting-edge “reimaging ethics learning” through the TV-style series, Dilemma with season 1 launching in October 2024. Myra led the teams that wrote Deloitte’s Human Rights Statement and Responsible Business Practices Statement and was on the team that authored Deloitte’s first global anti-discrimination and anti-harassment policy and learning requirements.
Myra leads collaborative and multidisciplinary global teams to deliver an impactful and strategic ethics program and has designed and led award-winning leader development programs. She has facilitated and led initiatives around the world with participants from over 60 countries.
Director
Acteon Communications
James Woodman is a Director at Acteon, an award-winning communication consultancy established in 1981 in Cambridge, UK.
He works with a diverse range of international clients, leading campaigns that equip people for positive change. He takes a behavioral approach, helping organizations to understand the specific actions, mindset and knowledge that support the desired impact.
Known for his creative strategies, James excels at transforming traditionally ‘worthy but dull’ subjects such as compliance and ethics into engaging and impactful content. He is a strong advocate for challenging conventional methods, drawing inspiration from advertising, improv, music, comedy, and behavioral science.
Before joining Acteon, James attended Cambridge University and then worked as a television journalist, specializing in national and international stories about science, technology and health.
Speakers listed are scheduled for October 21-23, 2024 at ECI IMPACT conference. Subject to change.
